Ketamine for treatment-resistant obsessive-compulsive disorder: Double-blind active-controlled crossover study
In a randomised double‑blind active‑controlled crossover study of 12 patients with severe treatment‑resistant OCD, intramuscular racemic ketamine (0.5 and 1.0 mg/kg) produced greater, dose‑related reductions in Y‑BOCS scores than IM fentanyl that were maximal at 1–2 hours and showed separation out to 168 hours. Ketamine was associated with short‑term dissociative and cardiovascular effects and two dropouts for poor tolerability, and the authors conclude IM ketamine shows preliminary efficacy but requires further work to define optimal dosing and longer‑term use.
Authors
- Beaglehole, B.
- Day-Brown, R.
- de Bie, A.
Published
Abstract
Background: Obsessive-Compulsive Disorder (OCD) may respond to ketamine treatment. Aim: To examine the responsiveness and tolerability of treatment-refractory OCD to intramuscular (IM) ketamine compared to IM fentanyl. Methods: This was a randomised double-blind psychoactive-controlled study with single doses of racemic ketamine 0.5 mg/kg, 1.0 mg/kg or fentanyl 50 µg (psychoactive control). Pre-dosing with 4 mg oral ondansetron provided nausea prophylaxis. Eligible participants were aged between 18 and 50 years with severe treatment-resistant OCD. The primary efficacy measure was the Yale-Brown Obsessive-Compulsive Scale (Y-BOCS). Tolerability was measured with the Clinician-Administered Dissociative States Scale (CADSS). Repeated measures analysis of variance with orthogonal polynomial trends was used to assess the effect of drug treatment on Y-BOCS and CADSS scores. Results: Twelve participants were randomised and 10 completed the study (7 females, 3 males, mean age 33 years). Two participants dropped out due to not tolerating dissociative effects associated with the study medication. The reductions in Y-BOCS scores were greater and statistically dose-related for both ketamine doses than fentanyl (dose [linear], F(1, 9) = 6.5, p = 0.031). Score changes for all treatments were maximal at 1–2 h with a steady separation of scores out to 168 h. Ketamine was associated with short-term dissociative and cardiovascular effects. Conclusions: We provide further preliminary evidence for the efficacy and tolerability of IM ketamine in an outpatient cohort of OCD. Additional work is required to establish the optimal dosing regimen and longer-term role of ketamine for OCD. These findings are encouraging given the well-known limitations that exist for treatments in this area.
Research Summary of 'Ketamine for treatment-resistant obsessive-compulsive disorder: Double-blind active-controlled crossover study'
Introduction
Obsessive-Compulsive Disorder (OCD) is characterised by intrusive thoughts and repetitive behaviours and causes substantial impairment in quality of life; many patients remain symptomatic despite standard pharmacological and psychological treatments. Ketamine, an N-methyl-D-aspartate (NMDA) receptor antagonist, has robust evidence for rapid short-term benefit in treatment-resistant major depressive disorder and growing interest for other psychiatric indications. Previous clinical work in OCD is sparse: one small crossover trial of IV ketamine reported a 50% response rate versus 0% with placebo but suffered from carryover effects, and other attempts (including intranasal ketamine) have been inconclusive or underpowered. Key unanswered questions include the robustness and specificity of ketamine’s effect in OCD, optimal dosing, and the duration of benefit. Beaglehole and colleagues set out to evaluate the short-term efficacy and tolerability of intramuscular (IM) racemic ketamine at two doses (0.5 mg/kg and 1.0 mg/kg) compared with an active psychoactive control (fentanyl 50 µg) in a treatment-resistant OCD outpatient sample. The trial was designed as a randomised, double-blind, three-way within-subject active-controlled crossover to characterise symptom change over the first week after a single IM dose and to assess acute dissociative and cardiovascular effects.
Methods
This was a randomised, double-blind, psychoactive-controlled, three-way within-subject crossover study conducted in two community sites in New Zealand. Eligible participants were aged 18–50 years with DSM-5 OCD judged to be treatment-resistant—operationalised as failure to respond to at least two adequate pharmacological trials and one relevant psychotherapy—and a baseline Yale-Brown Obsessive-Compulsive Scale (Y-BOCS) score >26. Participants were required to have a Montgomery–Åsberg Depression Rating Scale (MADRS) score ≤20 at screening. Exclusion criteria included serious medical illness, schizophrenia, bipolar disorder, current psychosis, significant suicidal ideation, recent substance dependence, pregnancy or lactation, and history of seizures or head injury. Those on stable medications or receiving ongoing psychotherapy could continue these treatments but were not to start new interventions during the trial. Study treatments were single IM injections in the deltoid of racemic ketamine 0.5 mg/kg, ketamine 1.0 mg/kg, and fentanyl 50 µg (active control). Doses were administered in three sessions separated by at least 1 week; investigators premedicated participants with oral ondansetron 4 mg 1 h before dosing to reduce nausea. Randomisation used a computer-generated balanced code; after two early dropouts related to poor tolerability of the 1.0 mg/kg dose, the randomisation schedule was amended so that 1.0 mg/kg ketamine would only be given following a prior 0.5 mg/kg exposure in this OCD cohort. Blinding was maintained for raters and participants, although the investigators did not systematically assess blinding success. Primary outcome measurement was the Y-BOCS administered pre-dose and at 1, 2, 24 and 168 h post-dose, with instructions to participants to consider the interval since the last scale administration when answering items intended for longer intervals. Tolerability and acute dissociation were assessed using the Clinician-Administered Dissociative States Scale (CADSS) pre-dose and at 30 and 60 min post-dose. Vital signs were recorded pre-dose and at 15, 30, 45, 60, 90 and 120 min post-dose; bladder symptoms were screened with the BPIC-SS. Cognitive screening (orientation and Trail Making tests) was performed before discharge, and participants remained under observation for at least 2 h. Safety oversight included a Data Safety and Monitoring Committee review of blinded safety data. Statistical analyses used repeated measures analysis of variance (ANOVA) with extraction of orthogonal polynomials for the dimensional factors dose and time to assess effects on total Y-BOCS and CADSS scores. Responder status was predefined as >50% reduction in Y-BOCS at 24 h. Missing Y-BOCS data (<1.5% of total) were interpolated from intact timepoints. The sample size calculation, based on prior crossover data, indicated that with 12 subjects per arm and alpha = 0.05 the study would have approximately 88% power to detect a 50% response in a ketamine arm versus none in control; the trial recruited 12 participants to the OCD cohort.
Results
Twelve participants were randomised and 10 completed all three dosing sessions; two participants dropped out after a single dose because they could not tolerate the acute effects of 1.0 mg/kg ketamine. The completer sample comprised seven females and three males, all New Zealand European, with a mean age of 33 years (range 23–49). Baseline mean (SD) Y-BOCS was 29.9 (3.9). Psychiatric comorbidity was common (predominantly major depressive disorder and generalized anxiety disorder), and participants had a mean (SD) of 3.9 (1.7) failed antidepressant trials prior to enrolment. Y-BOCS scores declined after dosing for all treatments but with greater reductions following both ketamine doses compared with fentanyl. A linear dose effect was observed across treatments (dose [linear], F(1, 9) = 6.5, p = 0.031). Symptom change was maximal at 1–2 h post-dose (time [quadratic] and time [cubic], F(1, 9) > 30, p < 0.001), and a steady separation of scores persisted out to 168 h, most clearly for the 0.5 mg/kg ketamine condition (dose [quadratic] × time [linear], F(1, 9) = 6.1, p = 0.036). Post hoc ANOVAs at 24 h showed significant post–pre differences between ketamine 0.5 mg/kg and fentanyl (F(1, 9) = 8.0, p = 0.020) and between ketamine 1.0 mg/kg and fentanyl (F(1, 9) = 8.5, p = 0.017), but no significant difference between the two ketamine doses (F(1, 9) = 0.7, p = 0.443). Responder proportions (>50% Y-BOCS reduction at 24 h) were 10% after fentanyl, 60% after ketamine 0.5 mg/kg and 18% after ketamine 1.0 mg/kg. On safety and tolerability, all patients reported dissociative symptoms after ketamine, typically beginning 3–5 min post-injection with peak intensity around 15–30 min and gradual resolution thereafter. CADSS scores peaked at 30 min and were highest after 1.0 mg/kg (drug [linear], F(1, 9) = 19.28, p = 0.002; overall drug effect F(1, 9) = 20.45, p = 0.001). Cardiovascular changes were transient: at 30 min mean systolic blood pressure changes (SE) were reported as -12 (255), 1 (131) and 12 (277) mmHg for fentanyl, ketamine 0.5 mg/kg and ketamine 1.0 mg/kg respectively, with diastolic changes of -5 (64), 7 (69) and 8 (46) mmHg; blood pressure largely normalised by 60 min. The most common adverse effects after ketamine were dissociation, blurred vision, lightheadedness or sedation and perioral numbness; the most common effect after fentanyl was brief mild drowsiness. No serious adverse events occurred, but two participants withdrew due to intolerable dissociative effects at 1.0 mg/kg.
Discussion
Beaglehole and colleagues report that single IM doses of ketamine (0.5 mg/kg and 1.0 mg/kg) produced greater short-term reductions in OCD symptoms than an active fentanyl control in a small, treatment-resistant outpatient sample. Symptom improvements emerged as early as 1 h, were evident at 2 and 24 h, and showed some residual separation out to 168 h though effects were not robustly long-lived; this pattern is consistent with prior observations that ketamine’s clinical benefits are relatively short-term for most disorders. The study confirmed dose-related acute dissociative and transient cardiovascular effects, and two participants dropped out after receiving 1.0 mg/kg because they could not tolerate dissociation. The investigators note that the 0.5 mg/kg dose may offer an advantage in tolerability and observed a higher 24-h responder rate after 0.5 mg/kg than after 1.0 mg/kg, though the 24-h Y-BOCS difference between ketamine doses was not statistically significant. Clinical experience in the trial suggested that prior exposure to a lower ketamine dose improved tolerability of a subsequent higher dose, and the authors therefore recommend that future OCD studies consider starting at lower doses and using strategies to reduce dissociation—such as slower IV infusion or oral administration—to improve tolerability. The authors acknowledge important limitations that temper interpretation. The small sample size and short follow-up restrict conclusions about longer-term efficacy and safety. Maintaining blinding was challenging: fentanyl at the chosen dose did not produce dissociative effects similar to ketamine, and the prominent CADSS differences suggest the active control did not fully preserve the blind, leaving open the possibility of expectation effects contributing to the observed benefit. Because the trial used a crossover design in which participants received all treatments, comparisons by experience across conditions could further compromise blinding. Finally, the study focused on acute single-dose effects; the durability of benefit, optimal dosing regimen (including repeated dosing), relapse rates and longer-term safety remain unknown. In conclusion, the authors interpret their findings as preliminary evidence that IM ketamine can produce short-term symptomatic benefit in treatment-resistant OCD, but they call for larger, longer-term and carefully controlled studies to determine optimal dosing, tolerability strategies, and whether repeated or maintenance regimens can provide sustained clinical benefit.
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METHODS
The protocol and consent forms for this study were approved by the Central Health and Disability Ethics Committee (19/CEN/21). The study was registered with the Australian and New Zealand Clinical Trial Registry (ACTRN12619000311156). The wider study included the recruitment of patients with treatment-resistant major depressive disorder, treatment-resistant post-traumatic stress disorder, OCD and spider phobia in separate cohorts, to evaluate the effects of ketamine on EEG biomarkers (right frontal theta power); only changes in OCD symptom ratings, safety and tolerability from the OCD cohort are reported in this paper. Given varying definitions of treatment resistance in the context of anxiety disorders, we operationalised this to be failure to respond to adequate trials of at least two prior conventional pharmacological and one psychological treatment. This was a randomised double-blind psychoactive-controlled study in patients with treatment-resistant DSM-5 OCD. The study was undertaken in two community settings (Dunedin and Christchurch, New Zealand). The CONSORT checklistdetails the location of key design features (Supplemental Data File: CONSORT checklist). Participants were interviewed using a structured clinical interview. Inclusion criteria included having a Yale-Brown Obsessive-Compulsive Scale (Y-BOCS)score of >26, aged between 18 and 50 years, having good overall health and having had an unsatisfactory response to at least two prior antidepressant treatments and at least one relevant psychotherapy. Included participants were required to not have a Montgomery Asberg Depression Rating Scalescore of >20 at screening. Other exclusion criteria included evidence of severe or chronic medical disorders, past or current diagnoses of schizophrenia, bipolar disorder or current psychotic symptoms, current significant suicidal ideation, patients who were pregnant or lactating, patients with substance use disorder or dependence in the last 6 months, and prior history of seizures or head injury. Ethnicity was ascertained by selfreport and from health records. Participants provided signed informed consent before screening and were assessed as suitable to participate based on a review of medical history, safety laboratory tests (complete blood count, electrolytes, pregnancy test for patients who were capable of becoming pregnant), negative urine drug screening and vital signs. Participants were asked to provide a referral from a GP or psychiatrist who knew them well and could confirm the medical diagnosis and prior treatment. Participants were permitted to remain on current medication regimens and to continue with ongoing psychotherapy; however, no new treatments were to be started or changed during the study. Study treatments were single doses of racemic ketamine 0.5 mg/kg, 1.0 mg/kg or fentanyl 50 µg (psychoactive control). These were administered as intramuscular (IM) injections in the deltoid muscle. Study drugs were given by P.G. or B.B. according to a computer-generated random code with balanced randomisation, using a three-way within-subject double-blind active-controlled crossover design. Because of our previous experience in treating patients with ketamine, we implemented a protocol of administering 4 mg of oral ondansetron 1 h prior to dosing, to reduce the incidence of nausea and vomiting. A Data Safety and Monitoring Committee meeting was held following two early drop-outs and concerns that the 1 mg/kg ketamine dose was tolerated poorly due to distressing dissociation. This prompted a change in the randomisation sequence after five participants to ensure that 1 mg/kg ketamine was only administered following an earlier 0.5 mg/kg ketamine dose. Prior to the change in randomisation schedule, there were six dose randomisation permutations and afterwards there were three. This decision was specific to the OCD cohort and did not apply to the wider study. There were three dosing sessions; each session was separated by at least 1 week (with the option of delaying treatment if Y-BOCS scores remained low following the previous week's dosing). A 10-min relaxation EEG test was obtained pre-dose, and 2 and 24 h after each dosing session to assess the timing of EEG changes in response to study treatments (data to be presented elsewhere). OCD ratings and assessments of safety and tolerability were collected up to 168 h (1 week) after each dose by S.N., A.B., C.M., R.D.-B. and B.K. (research nurses) who were present during the dosing period but were blind to the treatment allocated. Patients were monitored in the research clinic for a minimum of 2 h post-dose, with vital signs obtained pre-dose and at 15-, 30-, 45-, 60-, 90-, and 120-min post-dose. OCD symptoms severity was evaluated using the Y-BOCS pre-dose, at 1-, 2-, 24and 168-h post-dose. When used to assess response to treatment, the Y-BOCS is intended to be administered weekly but the scale developers also state that with minor modifications in wording, it can be administered at different intervals. Participants were therefore asked to consider the time period since the Y-BOCS was last completed when rating their OCD. Questions 1 and 6 of the Y-BOCS ask participants to rate how many hours their obsessions and compulsions are taking/day but also offer alternative qualifiers (e.g. occasional, frequent, very frequent or near constant) that are suitable for more frequent use. Participants were directed to consider these qualifiers when completing the 1 and 2 h Y-BOCS. Responder analyses (patients with reductions in OCD scores >50%) were evaluated at 24 h postdose because of the short-term benefits of ketamine that are typically maximal at 24 h and substantially reduced by 1 week. Safety assessments included reported adverse events throughout the study. These could be recorded by research staff during dosing and follow-up and were categorised into serious (any event resulting in death or that is life-threatening, requires hospitalisation or results in significant disability or incapacity) and non-serious adverse events. Any serious adverse event would prompt further reporting by the principal investigator to relevant authorities. Tolerability was assessed by the Clinician-Administered Dissociative States Scale (CADSS)scores pre-dose, 30-and 60-min post-dose. Bladder symptoms were monitored using the Bladder Pain/Interstitial Cystitis Symptom Score (BPIC-SS). Maintenance of blinding in participants and raters was not assessed. Following the randomised part of the study, participants were eligible to participate in a 6-week course of oral ketamine. Findings from this second part of the study will be reported later. We assessed cognition using orientation questions and Trail Making tests because changes in cognition (memory impairment and executive functioning) have been reported when ketamine is used recreationally at high doses. Before release from the research clinic, we assessed patients' level of orientation, blood pressure and heart rate to check vital signs were <120% of baseline, that they were able to walk unassisted, were feeling physically well and not significantly sedated or distressed. When these criteria were met, participants could be released (typically 2 h after dosing). Blinded safety data were reviewed during the study by an independent Data Safety Monitoring Board and this resulted in the change in randomisation sequence described earlier. Summary statistics were calculated and reported for demographics, vital signs and rating scale data. Categorical variables were reported using counts and percentages. The Y-BOCS was the primary efficacy outcome measure. We calculated the sample size based on the first phase response data from. Assuming 50% of either of the ketamine treatment arms were responders at 24 h after dosing, compared with none in the placebo arm, with 12 subjects/arm and alpha = 0.05, the study has statistical power of 88%. Repeated measures analysis of variance (ANOVA) with extraction of orthogonal polynomials of dimensional factors (dose, time) was used to assess the effect of drug treatment on total Y-BOCS scores and CADSS scores. Missing Y-BOCS data (<1.5% of total) were estimated by interpolation across time based on the averages of the intact data.
RESULTS
We recruited 12 patients from a screening cohort of 24 patients (see Figurefor recruitment and participation details). The main reasons for failing screening were psychiatric and physical co-morbidity consistent with the study exclusion criteria. There were two drop-outs, both of whom were unable to tolerate the acute medication side effects after one dose. Both of these participants received 1 mg/kg ketamine. Demographic and clinical characteristics of the population who received all three doses of study medication are listed in Table. The patients who completed the study comprised seven females and three males. Screening and treatment were undertaken between June 2021 and December 2023 and finished when the intended sample size (12 participants) had entered the study. The mean age of participants was 33 years (range 23-49 years; see Table), and all patients were New Zealand European. The mean (SD) baseline Y-BOCS score was 29.9 (3.9). There were high rates of psychiatric comorbidity, primarily Major Depressive Disorder and Generalised Anxiety Disorder (see Table). Mean (SD) number of failed antidepressants prior to enrolment was 3.9 (1.7) (Table). No participants required treatment delay due to carryover effects from previous dosing. The mean change in Y-BOCS scores over time by study treatment for subjects who completed all three treatments is shown in Figure. The reductions in Y-BOCS scores were generally greater for both ketamine doses than fentanyl (dose [linear], F(1, 9) = 6.5, p = 0.031). Scores change for all treatments were maximal at 1-2 h (time [quadratic] and time [cubic], F(1, 9) > 30, p < 0.001) with a steady separation of scores over time out to 168 h that was clearest in the 0.5 mg/kg case (dose [quadratic] × time [linear], F(1, 9) = 6.1, p = 0.036) -see also response data below. Post hoc ANOVAs found a post-pre difference at 24 h between ketamine 0.5 mg/kg and fentanyl (F(1, 9) = 8.0, p = 0.020), between ketamine 1 mg/kg and fentanyl (F(1, 9) = 8.5, p = 0.017) but not between the two ketamine doses (F(1, 9) = 0.7, p = 0.443). The proportion of treatment responders (>50% reduction at 24 h compared with baseline) was 10% after fentanyl, 60% after ketamine 0.5 mg/kg and 18% after ketamine 1.0 mg/kg.
CONCLUSION
New and effective treatments for OCD are needed because of inadequate responses to existing treatments, and the high burden of illness. We report that two doses of IM ketamine were more efficacious than IM fentanyl for OCD. Ketamine was associated with dose-dependent dissociative symptoms and cardiovascular changes, and two participants dropped out of the study after their first dose due to not tolerating ketamine at the 1 mg/kg dose. Ketamine is a NMDA receptor antagonist with a wide range of other actions. Its principal metabolites include norketamine and hydroxy-norketamine. Whilst treatment-resistant depression is the most studied indication for ketamine, the range of possible therapeutic targets includes bipolar disorder, substance use disorders, eating disorders, anxiety disorders, post-traumatic stress disorder, OCD and suicidal ideation. The systematic review byalso reported that there were multiple unanswered questions in the body of ketamine research but despite methodological limitations to existing studies, further research is warranted given the broad spectrum of potential applications and limited adverse effects. Participants were recruited because OCD was their primary concern. The study sample was highly co-morbid which is in keeping with epidemiological evidence and suggests similarities with 'real world' settings. Although both ketamine doses were efficacious compared to fentanyl, the dropouts require consideration. Our clinical impression is that the acute dissociative effects of 1 mg/kg ketamine were particularly challenging for patients with OCD for whom loss of control was distressing (compared to patients with major depressive disorder and post-traumatic stress disorder). Participants who received 0.5 mg ketamine prior to 1 mg/kg did not drop out from the study suggesting that familiarity with ketamine at a lower dose may enhance tolerability for higher doses. We did not experience similar dosing issues for the other diagnostic cohorts in the wider study. However, we remain unclear as to the optimal ketamine dose to treat OCD. Consequently, we recommend future studies consider starting OCD patients on lower ketamine doses initially and check for response and tolerability before trialling a higher dose. We also suggest there is merit in using other strategies to improve tolerability. For example, delivering ketamine by slow IV infusion or orally to dissociation. Although the 24-h post-dose analysis did not find a significant difference in Y-BOCS scores between ketamine doses, there were more responders following 0.5 mg/kg IM ketamine than 1 mg/kg ketamine. Therefore, in addition to being more tolerable, it is possible that a dose of 0.5 mg/kg IM ketamine is more suitable than 1 mg/kg for treatment-refractory OCD. The positive benefits of ketamine on the Y-BOCS were observed at 1 h (when acute dissociation was resolving) and were also present at 2 and 24 h post-dosing. There appeared to be residual effects at 168 h post-dosing but these were not statistically significant. This confirms the relatively short-lived benefits of ketamine treatment (i.e. no more than a week for most disorders). Given the chronic burden of OCD, further work is required to establish whether ketamine has a longer-term role in OCD treatment. Areas to clarify include the optimal dose of ketamine, benefits of repeated dosing, relapse rates following courses of ketamine treatment and the longer-term safety and tolerability profile of ketamine. In our view, repeated oral dosing is likely to be a more practical solution than repeated parenteral dosing due to improved tolerability and ease of administration. A goal of this study was to determine if there are short-term benefits of ketamine for OCD. We believe this is an important first step prior to any longer-term studies. Consequently, parenteral as opposed to oral ketamine was required as oral ketamine is often associated with slower or delayed response. We chose to deliver ketamine by the IM route (unlike the Rodriguez et al. study that used an IV infusion) because the IM route is easy to administer and does not require IV access. Other feasible routes include sub-cutaneous (SC) injections and IV injections. An ascending dose study bycompared IV, SC and IM routes of delivery and reported that these achieved similar antidepressant effects despite higher plasma ketamine levels for IV dosing. Our study offered participants who completed all three study doses an optional 6-week continuation period of oral treatment (this took place after all follow-up data for the RCT had been collected). All eligible participants took advantage of this offer. The findings from this phase of the study will shed some light on the benefits of repeated oral dosing for OCD but are yet to be analysed and will be reported elsewhere.
Study Details
- Study Typeindividual
- Populationhumans
- Characteristicsrandomizeddouble blindactive placeboparallel groupdose findingfollow up
- Journal
- Compound
- Topic