Depressive DisordersAnxiety DisordersNeuroimaging & Brain MeasuresMedicinal Chemistry & Drug Development

Serotonin and brain function: a tale of two receptors

This theory-building article (2017) argues that the serotonin (5-HT) 2a receptor (psychedelics) is responsible for active coping (plasticity) of adversity, whereas the 5-HT1a receptor (SSRIs) only leads to passive coping (stress reduction). The theory offers an explanation for the different pathways and outcomes of psychedelics and more traditional medications/ways of coping.

Authors

  • Robin Carhart-Harris
  • David Nutt

Published

Journal of Psychopharmacology
meta Study

Abstract

Previous attempts to identify a unified theory of brain serotonin function have largely failed to achieve consensus. In this present synthesis, we integrate previous perspectives with new and older data to create a novel bipartite model centred on the view that serotonin neurotransmission enhances two distinct adaptive responses to adversity, mediated in large part by its two most prevalent and researched brain receptors: the 5-HT1A and 5-HT2A receptors. We propose that passive coping (i.e. tolerating a source of stress) is mediated by postsynaptic 5-HT1AR signalling and characterised by stress moderation. Conversely, we argue that active coping (i.e. actively addressing a source of stress) is mediated by 5-HT2AR signalling and characterised by enhanced plasticity (defined as capacity for change). We propose that 5-HT1AR-mediated stress moderation may be the brain’s default response to adversity but that an improved ability to change one’s situation and/or relationship to it via 5-HT2AR-mediated plasticity may also be important - and increasingly so as the level of adversity reaches a critical point. We propose that the 5-HT1AR pathway is enhanced by conventional 5-HT reuptake blocking antidepressants such as the selective serotonin reuptake inhibitors (SSRIs), whereas the 5-HT2AR pathway is enhanced by 5-HT2AR-agonist psychedelics. This bipartite model purports to explain how different drugs (SSRIs and psychedelics) that modulate the serotonergic system in different ways, can achieve complementary adaptive and potentially therapeutic outcomes.

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Research Summary of 'Serotonin and brain function: a tale of two receptors'

Introduction

Earlier attempts to define a unifying function for brain serotonin (5-HT) have been inconclusive, in part because the serotonergic system is highly diverse: multiple receptor subtypes, broad innervation and paracrine-style signalling complicate simple accounts. The authors argue that progress is most likely by focusing on receptor-specific actions, and they select two receptors for detailed consideration: the inhibitory postsynaptic 5-HT1A receptor (5-HT1AR), densely expressed in limbic regions, and the excitatory 5-HT2A receptor (5-HT2AR), abundant in high-level cortex and especially associative/default-mode network regions. Prior literature links 5-HT broadly with stress moderation, patience and affect regulation, but the role of 5-HT2AR signalling in plasticity and the pronounced psychological effects of direct 5-HT2AR agonists (classic psychedelics) motivates a reappraisal. Rl and colleagues set out to synthesise animal, human pharmacological, neuroimaging and clinical data into a bipartite model in which 5-HT transmission supports two complementary adaptive responses to adversity. In this model, postsynaptic 5-HT1AR signalling mediates a ‘‘passive coping’’ response characterised by stress moderation and improved tolerance, whereas 5-HT2AR signalling mediates an ‘‘active coping’’ response associated with heightened plasticity and an increased capacity for change. The paper aims to integrate evidence for receptor localisation and function, behavioural correlates (impulsivity, aggression, anxiety, learning), clinical findings with SSRIs, MDMA and psychedelics, and conceptual models such as an extra-pharmacological (set–setting–trait–dose) framework and the entropic brain hypothesis.

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